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Presidency publishes new MiFID compromises

Dentons
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Ireland
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February 8 2013

The Irish Presidency has tabled new compromise texts for the revised Markets in Financial Instruments Directive (MiFID 2) and Regulation (MiFIR):

Tribunal upholds FSA decision to fine firm for market manipulation

Dentons
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United Kingdom
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February 1 2013

The Tribunal has upheld FSA's decision to levy an £8 million fine on Swift Trade for "layering". This is the highest fine ever for market

OFGEM writes on REMIT

Dentons
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United Kingdom
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March 22 2013

OFGEM has written to all wholesale energy market participants reminding them of the scope of the Regulation on Wholesale Energy Market Integrity and

EU Council agrees MAD2 general approach

Dentons
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European Union
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December 7 2012

The Presidency has issued its final compromise proposals and obtained confirmation of the Council’s General Approach on the Regulation on Insider Dealing and Market Manipulation (MAR) and the Directive on Criminal Sanctions for Market Abuse (CMAD

FSA makes rules on EMIR portability

Dentons
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United Kingdom
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December 21 2012

FSA has fed back on the responses to the first part of its consultation “Client assets regime: EMIR, multiple pools and the wider review” and made rules that ensure the porting of positions and margin, as required by EMIR, will be achievable in case of a clearing member’s default

FSB hands over LEI to ROC

Dentons
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Global
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February 1 2013

The inaugural meeting of the global Legal Entity Identifier (LEI) Regulatory Oversight Committee (ROC) has taken place. ROC takes over from FSB the

ESAs call for cross-sectoral risk action

Dentons
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European Union
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April 19 2013

The Joint Committee of the ESAs has published its first report looking at key risks facing EU financial markets. The report makes recommendations for

ESMA consults on CCP interoperability guidelines

Dentons
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European Union
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January 4 2013

ESMA is consulting on guidelines for national regulators on assessing interoperability arrangements for CCPs under EMIR. The guidelines cover: legal

Presidency publishes MiFID 2 compromise

Dentons
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European Union
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February 22 2013

The Presidency has published notes to national delegations on the latest compromise texts of the Markets in Financial Instruments Regulation (MiFIR

FSA speaks on market behaviour

Dentons
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United Kingdom
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December 14 2012

Jamie Symington has spoken on market conduct and FSA's fight against market abuse

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