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Basel announces new chair of joint forum

Dentons
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Global
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January 20 2012

Basel, the International Organization of Securities Commissions (IOSCO), and the International Association of Insurance Supervisors (IAIS) have announced the appointment of Dr Therese M Vaughan as Chair of the Joint Forum

Joint forum consults on supervision of conglomerates

Dentons
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Global, USA
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December 22 2011

The Joint Forum of Basel, the International Organization of Securities Commissions and the International Association of Insurance Supervisors is consulting on changes to its 1999 principles on supervising financial conglomerates

FSA finalises guidance on standardised approach

Dentons
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United Kingdom
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November 11 2011

FSA has published its finalised guidance on the standardised approach to operational risk

FSA makes final remuneration guidance

Dentons
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United Kingdom
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October 7 2011

FSA has published the final version of its “Dear CEO” letters setting out how it plans to assess whether firms have complied with the rules on setting remuneration under the Remuneration Code

FSA creates CASS information page

Dentons
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United Kingdom
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October 7 2011

FSA has created a page of information about the CASS operational oversight function (CF10a), which applies from 1 October

FSA publishes final notices

Dentons
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United Kingdom
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September 23 2011

FSA has published final notices confirming the public censure on Jason Geddis following the Tribunal decision on a suitable sanction (see FReD 9 September) and confirming the £2 million fine and ban on Michiel Visser and the £100,000 fine and ban on Oluwule Fagbulu following the Tribunal decision on a suitable sanction (see FReD 19 August

Presidency publishes conglomerates compromise

Dentons
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European Union
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June 17 2011

The Presidency has published a compromise text of the proposal for supplementary supervision of financial conglomerates, following trialogue discussions