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Results: 1-10 of 142

AMI worried about mortgage regulation

  • Dentons
  • -
  • United Kingdom
  • -
  • August 28 2009

AMI has published a report comparing the US and UK mortgage markets

FSA bans and fines trader £140,000 for unauthorised "prehedging"

  • Dentons
  • -
  • United Kingdom
  • -
  • May 29 2009

FSA has banned and fined trader Nilesh Shroff for deliberately disadvantaging his customers by "pre hedging" trades without their consent

More parts of Banking Act in force

  • Dentons
  • -
  • United Kingdom
  • -
  • May 29 2009

More sections of the Banking Act 2009 come into force on 1 June

IMA responds on OEIC PCC regime

  • Dentons
  • -
  • United Kingdom
  • -
  • October 2 2009

IMA has welcomed Treasury’s plans to introduce a protected cell regime for OEICs

IMA wants better directives

  • Dentons
  • -
  • United Kingdom
  • -
  • June 12 2009

IMA has spoken of its concerns about the "one size fits all" approach of the AIFD and the radical changes to UCITS requirements on depositories following the Madoff scandal

IMA publishes dealing commissions matrix

  • Dentons
  • -
  • United Kingdom
  • -
  • May 15 2009

IMA has published a matrix showing what services are paid for out of client commissions charged on trade executions and which functions within firms pay for and use those services

Treasury speaks on AIFMD

  • Dentons
  • -
  • United Kingdom
  • -
  • September 18 2009

The Financial Services Secretary also spoke on the AIFMD

MFA responds to AIFM call

  • Dentons
  • -
  • United Kingdom
  • -
  • September 18 2009

MFA has responded to the House of Lords Sub-Committee call for evidence on the AIFMD

HFSB responds on short-selling

  • Dentons
  • -
  • United Kingdom
  • -
  • May 22 2009

HFSB has responded to FSA’s DP on short-selling

IMA urges shareholder engagement

  • Dentons
  • -
  • United Kingdom
  • -
  • May 22 2009

IMA has urged investment managers to hold to account the management of investee companies