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More of Banking Act comes into force

  • Dentons
  • -
  • United Kingdom
  • -
  • November 20 2009

Various provisions of the Banking Act 2009 will come into force before the end of 2009

IMA reports on credit crunch effects

  • Dentons
  • -
  • United Kingdom
  • -
  • June 12 2009

IMA has reported on how the credit crunch has impacted UK authorised funds

FSA consults on documentation in operational risk management

  • Dentons
  • -
  • United Kingdom
  • -
  • July 22 2011

FSA is consulting on draft guidance aimed at helping banks, building societies and investment firms that use the standardised approach to operational risk

RAO changed for reclaim funds

  • Dentons
  • -
  • United Kingdom
  • -
  • June 12 2009

An amendment to the Regulated Activities Order takes effect on 13 July

Lords EU Committee reports on AIFMD

  • Dentons
  • -
  • United Kingdom
  • -
  • February 12 2010

The House of Lords EU Committee has published a report on the AIFMD

FPC recommends better balance sheet management

  • Dentons
  • -
  • European Union, United Kingdom
  • -
  • September 30 2011

The Financial Policy Committee recommended that banks should take any opportunity they get to strengthen their capital and liquidity

FSA and SEC host roundtable

  • Dentons
  • -
  • United Kingdom, USA
  • -
  • October 21 2011

FSA and US Securities and Exchange Commission (SEC) hosted a roundtable discussion on market structures, attended by regulators from all over the world

FSA on the conference circuit

  • Dentons
  • -
  • United Kingdom
  • -
  • September 25 2009

In the past week, Sally Dewar spoke to FSA’s Asset Management Sector conference on the AIFMD

AIC worried about AIFMD

  • Dentons
  • -
  • United Kingdom
  • -
  • October 23 2009

AIC has written to the House of Lords inquiry on the AIFMD

FSA announces UBS investigation

  • Dentons
  • -
  • Switzerland, United Kingdom
  • -
  • September 23 2011

FSA and the Swiss Financial Market Supervisory Authority (FINMA) announced a thorough independent investigation on the details of unauthorised trading at UBS and the system of controls that allowed it to go undetected