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AMI worried about mortgage regulation
- Dentons
- -
- United Kingdom
- -
- August 28 2009
AMI has published a report comparing the US and UK mortgage markets
FSA bans and fines trader £140,000 for unauthorised "prehedging"
- Dentons
- -
- United Kingdom
- -
- May 29 2009
FSA has banned and fined trader Nilesh Shroff for deliberately disadvantaging his customers by "pre hedging" trades without their consent
More parts of Banking Act in force
- Dentons
- -
- United Kingdom
- -
- May 29 2009
More sections of the Banking Act 2009 come into force on 1 June
IMA responds on OEIC PCC regime
- Dentons
- -
- United Kingdom
- -
- October 2 2009
IMA has welcomed Treasury’s plans to introduce a protected cell regime for OEICs
IMA wants better directives
- Dentons
- -
- United Kingdom
- -
- June 12 2009
IMA has spoken of its concerns about the "one size fits all" approach of the AIFD and the radical changes to UCITS requirements on depositories following the Madoff scandal
IMA publishes dealing commissions matrix
- Dentons
- -
- United Kingdom
- -
- May 15 2009
IMA has published a matrix showing what services are paid for out of client commissions charged on trade executions and which functions within firms pay for and use those services
Treasury speaks on AIFMD
- Dentons
- -
- United Kingdom
- -
- September 18 2009
The Financial Services Secretary also spoke on the AIFMD
MFA responds to AIFM call
- Dentons
- -
- United Kingdom
- -
- September 18 2009
MFA has responded to the House of Lords Sub-Committee call for evidence on the AIFMD
HFSB responds on short-selling
- Dentons
- -
- United Kingdom
- -
- May 22 2009
HFSB has responded to FSA’s DP on short-selling
IMA urges shareholder engagement
- Dentons
- -
- United Kingdom
- -
- May 22 2009
IMA has urged investment managers to hold to account the management of investee companies
