Join Julia D. Corelli, a partner in the commercial department of Pepper Hamilton LLP and co-chair of both the firm's fund services group and its commercial department, for a discussion of compliance issues arising from social media use at financial firms. In this discussion Corelli goes over the key issues in compliance policy, record keeping and supervision that the Securities and Exchange Commission is looking at.
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Social media: compliance issues for financial firms
- Pepper Hamilton LLP
- Julia D. Corelli
- USA
- May 23 2012
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Jennifer Miller
Senior Legal Counsel, Bankwest Business
Bank of Western Australia Ltd