FSA has created a new website page telling firms about how it plans to update its previous thematic work on wealth management firms. It says it wants to look at customer outcomes and specifically at whether firms have taken note of FSA’s previous recommendations, in particular its “Dear CEO” letter of June 2011.(Source: Wealth Management: FSA to Commence Further Thematic Work)
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FSA updates wealth management firms review
- Dentons
- Andrew Barber and Emma Radmore
- United Kingdom
- August 31 2012
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Edward J. Willey III
Corporate Counsel
Huawei Technologies (USA)