Leading Executives Offer Corporate Governance Principles

A group of executives from some of the largest U.S. corporations and investment managers recently released a report entitled “Commonsense Corporate Governance Principles.”

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SEC Publishes New Guidance for Use of Schedule 13G

The SEC recently updated its compliance and disclosure interpretations (CDIs) to provide additional guidance on eligibility for use of a short-form Schedule 13G to report beneficial ownership of greater than 5 percent, rather than the longer Schedule 13D.

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SEC Adopts Final Amendments to Administrative Proceedings Rules

The SEC recently approved final amendments to its rules of practice for administrative proceedings, allowing parties to take depositions in certain circumstances and adding flexibility to the current timelines.

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The Ticker shares recent developments in SEC compliance, capital markets, corporate governance, executive compensation and other matters important to public companies and their officers and directors.  It is published by Fredrikson & Byron’s Public Companies Group.