Last month, the OSC released its most recent draft of its statement of priorities for its upcoming fiscal year. Among other pressing issues, the OSC has identified the following as priorities:

  • Evaluation of the best interest duty
  • Reforms to improve the advisor/client relationship under National Instrument 31-103 Registrant Requirements, Exemptions and Ongoing Registrant Obligations
  • Finalizing the analysis of advisor compensation practices

The OSC is accepting comments on its draft until June 1, 2015