On December 1st, the Financial Industry Regulatory Authority reminded firms of their obligation to file annual audit and Financial and Operational Combined Uniform Single ("FOCUS") reports by the required due dates. FINRA Information Notice.
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2012 annual audit and FOCUS report filing deadlines
- Winston & Strawn LLP
- USA
- December 5 2011
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How Yee Loh
In-house Counsel
Kuok Group