On November 18th, the Financial Industry Regulatory Authority and the Ontario Securities Commission announced that they have entered into a Memorandum of Understanding that will facilitate the exchange of information with respect to regulated entities that operate across the U.S.-Canadian border. Joint Press Release.
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FINRA and Ontario Securities Commission sign cooperation agreement
- Winston & Strawn LLP
- Canada, USA
- November 21 2011
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Peter Breepoel
Senior Patent Counsel
Royal DSM NV