On September 1st, the NFA published an updated Regulatory Requirements to reflect the adoption of NFA Financial Requirements Section 16 and its related interpretive notice regarding futures commission merchant financial practices and excess segregated funds/secured amount disbursements, including new SIDR filing requirements. NFA Notice.
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NFA publishes updated Regulatory Requirements
- Winston & Strawn LLP
- USA
- September 10 2012
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Ting Sim
Legal Counsel
Shell Eastern Petroleum