On August 14, 2012, the Division of Swap Dealer and Intermediary Oversight of the U.S. Commodity Futures Trading Commission (CFTC) released answers to frequently asked questions regarding compliance obligations for commodity pool operators (CPOs) and commodity trading advisors (CTAs) in light of recent amendments to CFTC rules. Topics addressed include compliance dates, wholly owned subsidiaries, trading limits and the transition process for entities previously exempt under 4.13(a)(4).
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New guidance available from CFTC for CPOs and CTAs regarding compliance obligations
- Vedder Price PC
- USA
- August 16 2012
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Monique Greene
Corporate Counsel
Powershop