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Cadwalader Wickersham & Taft LLP

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GE agrees to pay $23.4 million to SEC to settle FCPA charges

USA - July 29 2010 On July 27, 2010, the General Electric Company agreed to disgorge $18,397,949 in allegedly wrongful profits, plus $4,080,665 in pre-judgment interest and pay a civil penalty in the amount of $1 million, a total of over $23

Posting independent amounts under derivative transactions: industry recommendations for end user protection

Global - April 16 2010 Credit risk associated with derivative transactions can be managed through a variety of methods, such as effective payment and close-out netting arrangements, the use of central clearing counterparties and effective collateral arrangements

CFTC Staff Issues Final Swap Dealer De Minimis Exception Report

USA - August 16 2016 On August 15, 2016, Staff of the U.S. Commodity Futures Trading Commission (“CFTC”) published a final report regarding the de minimis exception from

Merger control: triggers and thresholds in the European Union

European Union, Global - January 8 2016 A structured guide to merger control triggers and thresholds in the EU

Revisions to the securitisation framework: final rules published by the Basel Committee

Global - May 14 2015 The Basel Committee on Banking Supervision (the "Basel Committee") has published the revised securitisation framework setting out the standards for

CFTC Staff Issues Final Swap Dealer De Minimis Exception Report

USA - August 16 2016 On August 15, 2016, Staff of the U.S. Commodity Futures Trading Commission (“CFTC”) published a final report regarding the de minimis exception from

The SEC Retains its House Advantage During Administrative Proceedings

USA - August 5 2016 Amendments to the Rules of Practice Do Little to Address Criticism that the Deck is Stacked

Amendments to the Basel Securitisation Framework - Alternative Capital Treatment for Simple, Transparent and Comparable Securitisations

Global - August 3 2016 The Basel Committee on Banking Supervision (the “Basel Committee”) published an updated version of the “Basel III Document - Revisions to the

Hong Kong Regulatory Bulletin - July 2016

Hong Kong - August 2 2016 The Financial Institutions (Resolution) Ordinance (FI Resolution Ordinance), gazetted on 30 June 2016 to be effective on a date appointed by the

FinCEN Tightens the Screws on Money Launderers with Additional Scrutiny of High-Value Residential Real Estate Transactions

USA - August 1 2016 Choice real estate markets such as New York, Miami, Los Angeles, San Francisco, San Diego, and San Antonio may offer enticing amenities like buzzing