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Schulte Roth & Zabel LLP

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New DOL Rule: Subscription Document Supplement

USA - June 9 2017 The DOL regulation expanding the definition of who is a fiduciary in the context of marketing investment products to Individual Retirement Accounts

LSTA Publishes Revised Secondary Trading Documents

USA - June 9 2017 The Loan Syndications and Trading Association ("LSTA") published revised secondary trading documents on June 9, 2017. The revised documents will

CFTC Updates and Modernizes Electronic Recordkeeping Rules for Hedge Fund Managers and Other Registrants

USA - June 8 2017 On May 23, 2017, the U.S. Commodity Futures Trading Commission approved amendments to CFTC Rule 1.31, which sets forth recordkeeping obligations for

University Retirement Plans Under Scrutiny for Excessive Fees

USA - May 10 2017 There have been 12 proposed class actions brought against major universities with regard to their employee benefit plans. These lawsuits allege

New Requirements for Independent Contractor Agreements in New York City

USA - May 12 2017 On May 15, 2017, a new New York City law, the “Freelance Isn’t Free Act,” will take effect. The law applies to arrangements between independent

New DOL Rule: Subscription Document Supplement

USA - June 9 2017 The DOL regulation expanding the definition of who is a fiduciary in the context of marketing investment products to Individual Retirement Accounts

LSTA Publishes Revised Secondary Trading Documents

USA - June 9 2017 The Loan Syndications and Trading Association ("LSTA") published revised secondary trading documents on June 9, 2017. The revised documents will

CFTC Updates and Modernizes Electronic Recordkeeping Rules for Hedge Fund Managers and Other Registrants

USA - June 8 2017 On May 23, 2017, the U.S. Commodity Futures Trading Commission approved amendments to CFTC Rule 1.31, which sets forth recordkeeping obligations for

Supreme Court: SEC Disgorgement Claims Are Subject to Five-Year Statute of Limitations

USA - June 5 2017 Under 28 U.S.C. 2462, government “enforcement of any civil fine, penalty, or forfeiture, pecuniary or otherwise,” must be commenced within five

New DOL ERISA Fiduciary Regulation Takes Effect (at Least for Now)

USA - June 2 2017 The DOL regulation expanding the definition of who is a fiduciary in the context of marketing investment products to Individual Retirement Accounts