We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.

Katten Muchin Rosenman LLP


Employees Criminally Charged With Theft of Trade Secrets From Two Financial Services Trading Firms

USA - April 16 2017 One former employee of Susquehanna International Group LP ("SIG") and another from KCG Holdings, Inc. were criminally charged in federal court with

New Private Fund Limited Partnership Structure Now Available

USA - April 14 2017 On April 6, the Legislative Reform (Private Fund Limited Partnerships) Order 2017 (LRO), implementing changes to the Limited Partnerships Act 1907

SEC Division of Corporate Finance Issues New C&DIs on “Regulation A” and Regulation Crowdfunding

USA - April 14 2017 The Securities and Exchange Commission's Division of Corporation Finance recently issued new compliance and disclosure interpretations (C&DIs) related

ESMA Clarifies Which Products May Be Eligible for Portfolio Margin

European Union - April 16 2017 The European Securities and Markets Authority issued an opinion setting forth when a clearing organization ("CCP") may offer the most favorable

Financial Conduct Authority Seeks Comments on Proposed Distributed Ledger Technology Regulation

United Kingdom - April 16 2017 The UK Financial Conduct Authority issued a discussion paper on distributed ledger technology and seeks feedback through July 17. Although the FCA

Major International Bank and Affiliates Settle With Federal Reserve for Alleged Deficiencies in FX Trading Practices and Volcker Rule Compliance

USA - April 24 2017 Deutsche Bank AG ("DB AG"), DB USA Corporation and Deutsche Bank AG New York Branch (collectively, "DB") agreed to pay an aggregate fine of

EPA Issues Notice That It Will Reconsider Oil and Gas Methane Emissions Rule

USA - April 24 2017 The U.S. Environmental Protection Agency (EPA or Agency) sent a letter, dated April 18, 2017, to oil and gas industry petitioners announcing that the

Trade With Us, Submit to Our Jurisdiction Reminds CME Group to All Traders

USA - April 23 2017 CME Group issued a reminder that all persons who trade on its exchanges agree to comply with all its rules and submit to its jurisdiction. This

CFTC DSIO Extends Relief Preventing Double Margin Requirement for Swap Dealers Located in Europe

European Union, USA - April 23 2017 The Commodity Futures Trading Commission's Division of Swap Dealer and Intermediary Oversight extended no-action relief previously granted that

CME Group Revises July 2016 Proposal Authorizing End Customers to Become Direct Clearing Members Without Incurring Liability for Default of Other Members

USA - April 23 2017 CME Group submitted amendments to its proposed rule changes previously provided to the Commodity Futures Trading Commission authorizing a new