Recent insider dealing prosecution and plea bargaining *

United Kingdom - March 15 2010
On 10 March 2010, Malcolm Calvert, a former equities market maker at Cazenove, was convicted of insider dealing.

Co-authors: Sonya Morley, Charles Evans, Dorian Drew.

New FSA penalty-setting framework *

United Kingdom - March 3 2010
On 1 March 2010, the FSA published its Enforcement financial penalties Policy Statement (10/4), and amendments to the guidance in the Decision Procedure and Penalties manual (DEPP), following a consultation period between June and October 2009.

Co-authors: Sonya Morley, Charles Evans, Dorian Drew.

Integrity: when honesty is not enough *

United Kingdom - February 8 2010
Integrity is a concept usually associated with honesty.

Co-authors: Jonathan Herbst, Charles Evans, Peter Snowdon, Dorian Drew.