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United Kingdom - June 4 2010
In Seymour Pierce Limited v Grandtop International Holdings Limited [2010] EWHC 676 (QB) Mr Justice Eady upheld a "tail-gunner" clause in a financial adviser's engagement letter and awarded a success fee to the financial adviser after its former client completed a takeover of Birmingham City Football Club (with a different adviser) and even though its original retainer had been terminated.
United Kingdom - May 31 2010
In April 2008, the FSA launched a major thematic project which was aimed at establishing the extent to which small firms across the financial services industry addressed financial crime risks in their businesses.
European Union - May 31 2010
The Committee of European Securities Regulators (CESR) has published a report it has sent to the European Commission on the technical details of a pan-European short selling disclosure regime.
European Union - May 31 2010
The European Commission is holding a public hearing on the review of the Market Abuse Directive (MAD) on 2 July 2010 in Brussels.
United Kingdom - May 31 2010
The City of London Corporation has published a report prepared by Transparency International which is entitled Avoiding Corruption Risks in the City: The Bribery Act 2010.
