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Results 1 to 5 of 9



Non-executive directors in regulated firms: useful guidance and a shift in emphasis from the PRA?

United Kingdom - November 5 2015 Recently, the Treasury announced plans to extend the Rules of Conduct under the Senior Managers Regime to non-executive directors (NEDs), in…

Co-authors: Simon Collins, Andrew Henderson, Aleen Gulvanessian.


An extended Senior Managers Regime: what does this mean for asset managers?

United Kingdom - October 20 2015 As many anticipated, the Treasury has announced an extension of the Senior Managers Regime (SMR), which currently applies to banks and insurers, to…

Co-authors: Simon Collins, David Saunders, Andrew Henderson, Ronald Paterson, Pamela Thompson.


Pensions liberation: new Ombudsman announcement

United Kingdom - February 4 2015 We recently reported on the Pensions Ombudsman's three determinations relating to suspected pensions liberation fraud…


Pensions liberation: new Ombudsman determinations

United Kingdom - January 15 2015 The Pensions Ombudsman has recently published a further three determinations relating to suspected pensions liberation fraud. In each case, the…


Pensions Ombudsman publishes its first determination in relation to pensions liberation

United Kingdom - December 18 2014 The Pensions Ombudsman has published its first determination in relation to pensions liberation and has directed The Trustees of the liberation…

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