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Amy Freed Hogan Lovells

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Company avoids SEC charges for Regulation FD violation *

USA - October 5 2009
On September 24, the SEC announced in Litigation Release No. 21222 that it had settled enforcement proceedings against a public company CFO charged with selectively disclosing earnings guidance to analysts in violation of Regulation FD, or “Fair Disclosure.”

Co-authors: Roxanne Tingir, Peter J. Romeo, Daniel Shea, Richard J. Parrino, Michael J. Silver.