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Richard Burger RPC

Results 6 to 10 of 31
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Insurance intermediary client money rules

United Kingdom - October 22 2012 In late August the FSA released a consultation paper (CP 1220) proposing amendments to its handbook rules on client money handling by insurance intermediaries (CASS 5)....

George Belcher.

IMD2 what does it mean for you?

European Union - August 9 2012 The European Commission has now published a provisional draft of its proposed Directive on Insurance Mediation (IMD2)....

Steven Francis.

AABA increased fines for firms

United Kingdom - June 1 2012 Accountants and actuaries could soon face significantly tougher fines and sanctions from disciplinary investigations carried out by their public watchdog, the Accountancy and Actuarial Discipline Board which is the independent disciplinary board for accountants and actuaries....

Simon Perkins.

First it was insurance brokers and now it’s investment bankers FSA tests anti-bribery and corruption controls at investment banks

United Kingdom - April 13 2012 The FSA recently published the findings of its thematic review of anti-bribery and corruption (ABC) systems and controls at 15 investment banks....

FRC plans to focus on disciplinary action

United Kingdom - March 8 2012 The FRC has published its Draft Plan & Budget for 201213....