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UK: FCA Asset Management Market Study - Interim Report

European Union, United Kingdom - November 23 2016 The FCA has published its Asset Management Market Study Interim Report, which can be accessed here, with annexes. The FCA sets down a clear marker as...

Scott Cochrane, Nigel Farr.

MiFID II: Where do asset managers go from here?

European Union, United Kingdom - May 23 2016 The one year delay to the implementation of MiFID II provided the industry with some welcome respite from the seemingly unrelenting waves of...

Nish Dissanayake, Nick Bradbury, Mark Staley, Nigel Farr, Clive Cunningham.

Offshore Funds: Is investment via an offshore investment fund objectionable?

United Kingdom - April 14 2016 In this article we compare the different methods of investment following the abolition of exchange control in the early 1980s. We show how offshore...

Heather Gething, Ross Fraser.

Securities Financing Transactions Regulation

European Union - February 11 2016 The Securities Financing Transactions Regulation (SFTR) entered into force on 12 January 2016. The SFTR has a broad scope with extraterritorial...

Nish Dissanayake, Nick Bradbury, Dina Albagli, Karen Anderson, Clive Cunningham.

Proposed FCA technical notes on closed-ended investment companies

United Kingdom - April 28 2015 You would be forgiven if the Financial Conduct Authority's ("FCA") rather plainly titled 'Primary Market Bulletin No. 11' (the "Bulletin") passed you...

Nish Dissanayake, Scott Cochrane, Nigel Farr, Craig Cordle.