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Results 1 to 5 of 44



Proposed FCA technical notes on closed-ended investment companies

United Kingdom - April 28 2015 You would be forgiven if the Financial Conduct Authority's ("FCA") rather plainly titled 'Primary Market Bulletin No. 11' (the "Bulletin") passed you…

Co-authors: Nish Dissanayake, Scott Cochrane, Nigel Farr, Craig Cordle.


APEC releases Asia region funds passport Consultation Paper

Asia-Pacific, Singapore - May 22 2014 The governments of Australia, New Zealand, Singapore, Korea, Philippines and Thailand have recently released a public consultation paper in respect…

Co-authors: Scott Cochrane, Stephen Newby, Fiona Smedley, Simon Taskunas, Nigel Farr.


Publication by the FCA of AIFMD consultation

United Kingdom - March 25 2014 The Financial Conduct Authority (FCA) has published Quarterly consultation No.4 (CP14/4) which, among other things, proposes changes to the FCA…

Co-authors: Scott Cochrane, Mark Ife, Nish Dissanakaye, Paul Ellerman, Nigel Farr.


A new statutory cause of action against credit rating agencies – inconsistent messages from Europe

European Union - January 31 2014 New European legislation was passed last year to amend the Regulation on credit rating agencies first introduced in the aftermath of the financial…

Co-authors: Scott Cochrane, Nigel Farr.


22 July 2013 is here, so what happens now?

European Union, United Kingdom - July 22 2013 In some respects the wait is over. 22 July 2013, the date for the national transposition of the Alternative Investment Fund Managers Directive…

Co-authors: Mark Geday, Scott Cochrane, Nish Dissanakaye, Nigel Farr.

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