Giles Ockenden Herbert Smith Freehills LLP
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Proposals for a pan-European short selling regime *
European Union - April 21 2011
The European Commission ("the Commission") has issued a draft regulation on short selling and certain aspects of credit default swaps.
Co-authors: Peter Godwin, David Gilmore, Karen Anderson, Dominic Roughton.
Selling investment products to the Hong Kong public: regulatory changes to be implemented by June 2011 *
Hong Kong - January 20 2011
In the months following the collapse of Lehman Brothers in September 2008, governments and regulators around the world were forced to take drastic steps.
Co-authors: Peter Godwin, Tim Mak, David Gilmore, Dominic Roughton.
Sweeping reforms to UK financial services regulatory regime might be an example to Japan *
Japan, United Kingdom - September 30 2010
Japan's financial regulator, the Financial Services Agency (Japanese FSA), has not been subject to clear pressure to reform unlike regulators in most other developed capital markets.
Co-authors: Peter Godwin, Tim Mak, Patrick Buckingham.
Japan's new government intending to amend Worker Dispatch Law *
Japan - January 17 2010
While the normal focus of our regulatory newsletters usually relates to issues specific to the financial services sector, in this month's newsletter we will focus on an issue that not only applies to financial services companies but to all companies in Japan: temporary dispatched workers.
Co-authors: Peter Godwin, David Gilmore, Dominic Roughton.
ADR for financial sector retail to start soon, but it is still flawed *
Japan - November 16 2009
Inadequate protection and redress for financial sector retail consumers is, in the eyes of Japan's Financial Services Agency ("FSA"), a barrier to the development of Japan's capital markets and domestic trust in those capital markets.
Co-authors: Peter Godwin, David Gilmore, Dominic Roughton.
Co-authors of Giles Ockenden
Other Herbert Smith Freehills LLP authors
- Brad Strahorn,
- Charles Weston-Simons,
- Christine Astaniou,
- Christopher Foster,
- Clive Cunningham ,
- Damien Byrne-Hill,
- Daniel May,
- Dina Albagli,
- Elizabeth Brogan,
- Gavin Lewis,
- Georgina Stevens,
- Graeme Smith,
- James Robinson,
- Jan O'Neill,
- Jenny Stainsby,
- Mark Johnson,
- Nick May ,
- Shoshana Wainer,
- Steven Harwood,
- Wings Turkington