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Results 1 to 5 of 55

MiFID II: Where do asset managers go from here?

European Union, United Kingdom - May 23 2016 The one year delay to the implementation of MiFID II provided the industry with some welcome respite from the seemingly unrelenting waves of…

Co-authors: Nish Dissanayake, Tim West, Nick Bradbury, Mark Staley, Nigel Farr.

Revised Payment Services Directive

European Union, United Kingdom - February 22 2016 The Revised Payment Services Directive (the Directive) came into effect on 12 January 2016. The revised Directive updates the current EU framework on…

Co-authors: Nick Bradbury, Patricia Horton.

Securities Financing Transactions Regulation

European Union - February 11 2016 The Securities Financing Transactions Regulation (SFTR) entered into force on 12 January 2016. The SFTR has a broad scope with extraterritorial…

Co-authors: Nish Dissanayake, Tim West, Nick Bradbury, Dina Albagli, Karen Anderson.

Market Abuse Update January 2016

European Union, United Kingdom, USA - January 13 2016 In September, the European Securities and Markets Authority (ESMA) published the final draft of its technical standards for the Market Abuse…

Co-authors: Jenny Stainsby, Andrew Procter, Karen Anderson, Carol Shutkever, Henrietta de Salis.

Steps firms can take to assess and enhance the legal and contractual aspects of CASS compliance following the FCA's record £126M CASS fine

United Kingdom - April 20 2015 In the years since the Lehmann collapse there is no doubt that firms have been heavily focussed on CASS compliance, particularly on operational…

Co-authors: Karen Anderson, Sarah Thomas, Hywel Jenkins.

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