We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.
In cooperation with Association of Corporate Counsel
  Request new password

Clive Cunningham Herbert Smith Freehills LLP

Results 1 to 5 of 48



MiFID II: ESMA technical advice and consultation *

European Union - December 22 2014
The European Securities and Markets Authority (ESMA) published the following MiFID II Level 2 materials on Friday, 19 December: ESMA's final…

Co-authors: Andrew Procter, Karen Anderson.


MiFID II: ESMA technical advice and consultation *

European Union - December 19 2014
The European Securities and Markets Authority (ESMA) published the following MiFID II Level 2 materials on Friday, 19 December:…

Co-authors: Andrew Procter, Karen Anderson, Patricia Horton, Chris Haynes, Henrietta de Salis.


Market abuse update *

Australia, European Union, France, Hong Kong, United Kingdom, USA - December 15 2014
The FCA has continued to build on the strong track record of civil and criminal enforcement action against abusive conduct and manipulation, notably…

Co-authors: Jenny Stainsby, Andrew Procter, Karen Anderson, Carol Shutkever, Kimberly Everitt.


FCA publishes feedback on its thematic review of the use of dealing commission *

United Kingdom - August 18 2014
The Financial Conduct Authority ("FCA") has published a Discussion Paper (DP14/3) "Discussion on the use of dealing commission regime: Feedback on…

Co-authors: Karen Anderson, Henrietta de Salis.


MiFID II: phase 2 has begun *

European Union - June 11 2014
The European Securities and Markets Authority (ESMA) is consulting on the implementation of the revised EU Markets in Financial Instruments Directive…

Co-authors: Karen Anderson, Patricia Horton, Henrietta de Salis.


Next »