Tribunal backs market abuse finding *

United Kingdom - January 15 2010
The Financial Services and Markets Tribunal has agreed FSA’s finding that Robin Chhabra, a (now former) research analyst, and his friend Sameer Patel committed market abuse.

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FSA fines Toronto Dominion again *

United Kingdom - December 23 2009
FSA has fined Toronto Dominion Bank (London Branch) £7 million for failures in pricing sophisticated financial products.

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CEBS publishes large exposure guidelines *

European Union - December 23 2009
CEBS has published several guidelines on large exposures.

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CEBS consults on eligible instruments *

European Union - December 23 2009
CEBS is consulting on implementation guidelines on capital instruments under Article 57(a) CRD.

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CEBS consults on colleges *

European Union - December 23 2009
CEBS is consulting on the operational functioning of colleges of supervisors.

Co-authors: Rosali Pretorius.

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