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Mark Kalderon Freshfields Bruckhaus Deringer LLP

Results 1 to 5 of 24



MiFID 2 *

European Union - March 25 2014
The MiFID revision comprises a recast Directive (MiFID 2) and a new Regulation (MiFIR). The texts of MiFID 2 and MiFIR were agreed by the European…

Co-authors: Dr. Alexander Glos, Raffaele Lener, David Rouch, James Smethurst, Michael Raffan.


Bank of the future - EU green paper on shadow banking *

European Union - March 26 2012
The European Commission has published a green paper consulting on methods of oversight and regulation of entities and activities that make up the shadow banking system.

Co-authors: Guy Morton, David Rouch, James Smethurst, Michael Raffan.


Bank of the future: Leham client money judgment - Supreme Court confirms equal treatment for all clients *

United Kingdom - March 14 2012
In the administration of Lehman Brothers International (Europe), the Supreme Court has confirmed that: client money is held on the statutory trust imposed by the FSA's Client Assets Sourcebook 7.7 from the time of receipt by a firm; the money treated as pooled at the primary pooling event (PPE) should be distributed to clients who have a contractual entitlement to have money segregated for them; and the pooling at the PPE includes all client money identifiable in any account of the firm into which client money has been received and is not limited to client money in the firm's segregated accounts.

Co-authors: Guy Morton, David Rouch, James Smethurst, Michael Raffan, Look Chan Ho.


Bank of the future: Independent Commission on Banking report *

United Kingdom - September 19 2011
As expected, the Commission has recommended that retail banking be ring-fenced in a separate subsidiary.

Co-authors: William Lawes, Rod Carlton.


Treasury publishes update on its proposed new structure for UK financial regulation. *

United Kingdom - March 28 2011
The Treasury has published an update on its proposed new structure for UK financial regulation.

Co-authors: Guy Morton, David Rouch, James Smethurst, Michael Raffan.


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