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James Lurie Osler, Hoskin & Harcourt LLP

Results 1 to 5 of 16



NYSE and NASDAQ listing standards for compensation committees and compensation advisers approved by SEC *

Canada, USA - January 28 2013
On January 11, 2013, the U.S. Securities and Exchange Commission (SEC) approved the New York Stock Exchange's (NYSE) and the NASDAQ Stock Market's…

Co-authors: Andrew MacDougall, Sandra Cohen.


New disclosure requirements under the Iran Threat Reduction and Syria Human Rights Act of 2012 *

Canada, Iran, Syria, USA - November 26 2012
In August 2012, President Obama signed into law the Iran Threat Reduction and Syria Human Rights Act of 2012 (the IRT Act).

Co-authors: Matthew Sadofsky, Wela Quan.


NASDAQ and NYSE propose listing standards for compensation committees and selection of compensation committee advisors *

Canada, USA - October 16 2012
The New York Stock Exchange (NYSE) and the NASDAQ Stock Market (NASDAQ) recently filed with the U.S. Securities and Exchange Commission (SEC) proposed changes to their listing standards relating to compensation committees as required by SEC Rule 10C-1.

Co-authors: Wela Quan, Andrew MacDougall, Sandra Cohen.


SEC adopts final rule governing payments to governments by resource extraction issuers *

Canada, USA - September 13 2012
On August 22, 2012, the U.S. Securities and Exchange Commission (SEC) adopted new Rule 13q-1 under the U.S. Securities Exchange Act (Exchange Act) to implement Section 1504 of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Act).

Co-authors: Rob Lando, Kevin D. Cramer.


SEC proposes rule to eliminate prohibition against general solicitation and general advertising in Rule 506 and Rule 144A offerings *

USA - September 10 2012
On August 29, 2012, the U.S. Securities and Exchange Commission (SEC) issued for public comment a proposal to eliminate the prohibition against general solicitation and general advertising contained in Regulation D (Regulation D) under the U.S. Securities Act of 1933, as amended (1933 Act), for offerings relying on Rule 506 of Regulation D (Rule 506) provided that all purchasers of the securities are accredited investors.

Co-authors: Rob Lando, Jason J. Comerford, Kevin D. Cramer.


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