SEC enforcement update - the SEC speaks in 2013 *

USA - March 4 2013
The U.S. Securities and Exchange Commission held its annual SEC Speaks program in Washington, D.C. on February 22-23, 2013. In the postfinancial…

Co-authors: Laura K.Bennett, Russell G Ryan, Andrew Lyness.

SEC enforcement update the SEC speaks in 2012 *

USA - March 5 2012
The U.S. Securities and Exchange Commission (SEC) held its annual SEC Speaks program in Washington, D.C. on February 24-25, 2012, and the event left no doubt that the SEC is striving to become more nimble and aggressive in pursuing those it perceives to have violated the federal securities laws.

Co-authors: Laura K.Bennett, Russell G Ryan.

SEC enforcement update - the SEC Speaks in 2011 *

USA - February 16 2011
On February 4-5, 2011, the U.S. Securities and Exchange Commission (SEC) held its annual SEC Speaks program in Washington, D.C.

Co-authors: Laura K.Bennett, Russell G Ryan.