FCA prosecutes a former mortgage broker for breach of the general prohibition *

United Kingdom - May 10 2013
On 29 April 2013, Michael Joseph James Lewis (a former mortgage broker) appeared at Medway Magistrates Court to face criminal charges brought against…

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FCA issues its first public sanction for breaches of the payment services regulations *

United Kingdom - May 9 2013
On 30 April 2013, the Financial Conduct Authority (FCA) issued a public censure to Horn Express Ltd (formerly Qaran Express Money Transfer Limited)…

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HBOS, Solvency II and why it's different this time *

United Kingdom - April 8 2013
The Fourth Report of the Parliamentary Commission on Banking Standards "'An accident waiting to happen': the Failure of HBOS" makes surprisingly…

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The Prudential Regulation Authority's approach to insurance supervision *

United Kingdom - April 5 2013
On 1 April 2013, the Bank of England published "The Prudential Regulation Authority's approach to insurance supervision". When the Bank published the…

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The European Venture Capital Funds & European Social Entrepreneurship Funds Regulations *

European Union - April 3 2013
The European Union (EU) has developed a package of new Funds rules that are expected to come into force across the EU on 22 July 2013. The package is…

Co-authors: Kate Parkinson-Cole, William Slaiding.

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