SEC raises private equity fund broker-dealer concerns *

USA - May 5 2013
In remarks before the American Bar Association's Trading and Markets Subcommittee, the Chief Counsel of the SEC's Division of Trading and Markets…

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SEC issues no-action relief to accredited crowdfunding platforms *

USA - April 24 2013
In late-March 2013, the staff of the SEC's Division of Trading and Markets issued two no-action letters related to online platforms involved in…

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SEC proposes rules to implement general solicitation in Rule 506 offerings *

USA - September 11 2012
On August 29, 2012, the SEC finally proposed rules required by the Jumpstart Our Business Startups (JOBS) Act to remove the prohibition on general solicitation and general advertising in offers and sales made to accredited investors under Securities Act Rule 506.

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JOBS Act Title II update *

USA - August 1 2012
On April 5, 2012, President Obama signed the Jumpstart Our Business Startups Act (the "JOBS Act" or the "Act") into law.

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SEC issues warning on crowdfunding *

USA - April 24 2012
As discussed in our Client Alert distributed last week, on April 5, 2012 President Obama signed into law the Jumpstart Our Business Startups Act (the “JOBS Act” or the “Act”). 

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