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USA - March 6 2013
On March 1, 2013, the SEC released a 72-page request (available here) for cost/benefit data and other information relating to different standards of…
USA - February 15 2013
The potentially life-threatening regulatory maelstrom in which money market funds (MMFs) now find themselves picked up force in November last year…
USA - February 15 2013
FINRA recently announced that its dispute resolution forum is now available for disputes between registered investment advisers that are not member…
USA - February 15 2013
In the aftermath of the 2008 financial crisis, variable annuity issuers have adapted to the mercurial financial environment by providing updated and…
USA - October 30 2012
The SEC staff has issued a Final Report on its Work Plan for considering the incorporation of international financial reporting standards (IFRS) into the U.S. financial reporting system.
