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Financial CHOICE Act Would Complicate the Choices in Bringing and Defending Against SEC Cases

USA - June 12 2017 Legislation passed by the U.S. House of Representatives threatens to shake up the Securities and Exchange Commission’s enforcement program in a...

Joseph V. Moreno, Jason M. Halper, Aaron Buchman, Lex Urban, Kendra Wharton.


UK Proposal for Register of Foreign Beneficial Ownership of Real Estate Continues Global Trend Toward Transparency

Global, United Kingdom, USA - April 20 2017 On 5 April 2017, the UK Department for Business, Energy & Industrial Strategy (the “Department”) issued a call for evidence (the “proposal”) for a...

Joseph V. Moreno, Steven Baker, Janaki Tampi.


Signs, Signs, Everywhere a Sign: Changes in Store for SEC Enforcement under the Trump Administration

USA - March 6 2017 Even before President Trump’s nomination of Jay Clayton as the next Chairman of the Securities and Exchange Commission (“SEC” or “Commission”), signs...

Scott Cammarn, Anne Tompkins, J. Robert Duncan, Joseph V. Moreno, Bret A. Campbell, Douglas H. Fischer, Nihal S. Patel.


New Sheriff In Town As Rolls-Royce Pays Record Penalty For Foreign Bribery And Corruption

Brazil, United Kingdom, USA - January 23 2017 On 17 January 2017, the UK Serious Fraud Office (“SFO”), the US Department of Justice (“DOJ”), and the Brazilian Ministério Público Federal...

Jenna Rennie, Joseph V. Moreno, Steven Baker, Janaki Tampi, Bret A. Campbell, Kendra Wharton.


The Tenth Circuit Rules SEC Administrative Judges Are Unconstitutional, Setting Up Potential Supreme Court Review

USA - January 11 2017 The constitutionality of the SEC’s in-house administrative proceedings is in doubt following the 10th Circuit Court of Appeals’ ruling in Bandimere v...

Douglas H. Fischer, Kendra Wharton.