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Signs, Signs, Everywhere a Sign: Changes in Store for SEC Enforcement under the Trump Administration

USA - March 6 2017 Even before President Trump’s nomination of Jay Clayton as the next Chairman of the Securities and Exchange Commission (“SEC” or “Commission”), signs...

Scott Cammarn, Anne Tompkins, Joseph V. Moreno, Bret A. Campbell, Douglas H. Fischer, Nihal S. Patel, Jodi L. Avergun.


US and UK Regulators Speak Out on Anti-Corruption Enforcement Trends and Priorities

United Kingdom, USA - December 7 2016 A number of key trends and priorities in international anti-corruption enforcement emerged last week at the 33rd ACI International Conference on the...

James A. Treanor, Bret A. Campbell.


United Airlines Settles with SEC for Side-Stepping Its Own Anti-Corruption Controls: Management Override for a Ride Over to South Carolina

USA - December 7 2016 In a settlement highlighting the need for public companies to implement - and adhere to - effective internal controls, United Airlines “United”...

Joseph V. Moreno, Bret A. Campbell.


White Collar Crime Law Enforcement in a Trump Justice Department - 8 Predictions

USA - November 29 2016 After a conventional presidential campaign, determining the policy priorities and direction of the incoming administration with respect to the Justice...

Anne Tompkins, Joseph V. Moreno, Kenneth L. Wainstein, Jonathan Bailyn, Bret A. Campbell, Joseph Facciponti, Jodi L. Avergun.


Enforcement at the Gates: SEC Action against Big Four Firm and New International Standards Highlight the Role of Accountants as Financial Gatekeepers

USA - November 4 2016 In late September 2016, Andrew Ceresney, Director of Enforcement of the Securities and Exchange Commission (“SEC”), signaled the SEC’s renewed focus...

Joseph V. Moreno, Bret A. Campbell.