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Results 1 to 5 of 141



ISS commences 2016 proxy voting policy survey

USA - August 5 2015 ISS has commenced its 2016 proxy voting policy survey. Some of the issues ISS seeks comment on include: Is it appropriate to use non-GAAP or adjusted…


SEC seeking comment on possible revisions to audit committee disclosures

USA - July 6 2015 The SEC has issued a concept release to seek public comment regarding audit committee reporting requirements, with a focus on the audit committee's…


MSRB provides guidance on developing supervision and compliance programs for municipal advisors

USA - June 17 2015 Rule G-44 of the Municipal Securities Rulemaking Board, or MSRB, became effective on April 23, 2015. That Rule establishes the supervisory and…


Obligations under earn-outs are limited to what the words say

USA - April 26 2015 The stockholders of Cyveillance, Inc., sold their company for $40 million up-front and a $40 million earn-out if the company's revenues reached a…


MSRB moves foward professional qualification standards for municipal advisors

USA - March 2 2015 The Municipal Securities Rulemaking Board, or MSRB, has received approval from the SEC to create baseline standards of professional qualification for…

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