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Jill Radloff Stinson Leonard Street LLP

Results 1 to 5 of 137

MSRB moves foward professional qualification standards for municipal advisors *

USA - March 2 2015
The Municipal Securities Rulemaking Board, or MSRB, has received approval from the SEC to create baseline standards of professional qualification for…

NYSE proposes to clarify proxy solicitation mechanics *

USA - February 14 2015
The NYSE proposes to amend Section 402.05 of the Listed Company Manual to clarify that listed companies soliciting proxy material through brokers or…

ISS posts FAQs on compensation policies *

USA - February 10 2015
ISS has posted new FAQs on U.S. compensation policies. There are 104 FAQs spanning 43 pages. Given their breadth, they are difficult to summarize…

AICPA provides guidance on conflict minerals representation letters *

USA - February 1 2015
A standard part of every financial statement audit is providing the auditor a representation letter reaffirming certain assertions that are implicit…

SEC eases terms for 5-day debt tender offers *

USA - January 25 2015
The SEC recently provided no-action relief for five-day tender offers. The new no-action letter eases requirements in the following areas: The tender…

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