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Results 6 to 10 of 62



Can an LLC adopt an ESOP? IRS says yes

USA - October 20 2015 In a private letter ruling released on September 18, 2015 (PLR 201538021), the Internal Revenue Service concluded that an employer organized as a…


Supreme Court: 401(k) plan fiduciaries have an ongoing duty to monitor

USA - May 22 2015 In April 2013 I reported on the 9th Circuit Court of Appeals decision in Tibble v. Edison International which involved an alleged breach of fiduciary…


Ameriprise avoids trial on class action suit by current and former employees with $27.5 million payment

USA - March 31 2015 In 2011, a group of current and former employees filed a class action lawsuit in the District Court of Minnesota claiming that Ameriprise Financial…


DOL gives retirement plan sponsors of participant directed retirement plans additional time to provide employee fee disclosures

USA - March 19 2015 U.S. Department of Labor (DOL) regulations require 401(k) plan fiduciaries to provide plan participants with a detailed disclosure statement about…


Department of Labor and AICPA comment on deficient employee benefit plan audits

USA - December 9 2014 At a recent American Institute of Certified Public Accountants ("AICPA") conference, the Deputy Assistant Secretary of the Department of Labor…

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