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Results 1 to 5 of 135



OCIE speaks on private equity deficiencies

USA - May 14 2015 Marc Wyatt, Acting Director, Office of Compliance Inspections and Examinations, of the SEC, recently gave his views on serious deficiencies found in…


Spin offs and successorship clauses

USA - April 12 2015 In 2006, the media conglomerate News Corporation, referred to as Old News Corp, entered into a Settlement Agreement to settle stockholder litigation…


Fed Governor says Volker rule thresholds should be raised

USA - March 22 2015 In testimony before a Senate committee, Federal Reserve Governor Daniel K. Tarullo suggested the threshold for the Volker rule should be raised. He…


SEC identifies enforcement priorities for hedge funds and private equity funds

USA - February 27 2015 Julie M. Riewe, Co-Chief, Asset Management Unit, SEC Division of Enforcement identified enforcement priorities for hedge funds and private equity…


Case examines ratification of corporate acts under new Delaware statute

USA - February 9 2015 The Delaware Court of Chancery explained the operation of recently adopted Sections 204 and 205 of the Delaware General Corporation Law, or DGCL, in…

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