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Ethan Mark Stinson Leonard Street LLP

Results 1 to 5 of 117



OIG finds deficiencies in CFPB supervisory activities *

USA - April 7 2014
The Office of Inspector General of the Board of Governors of the Federal Reserve Systemconducted an initial evaluation to assess the operational…


Case illustrates role of 10b5-1 plans in securities litigation *

USA - April 1 2014
A Fourth Circuit case, Yates v. Municipal Mortgage & Equity, LLC (March 2014), recently examined the role of 10b5-1 plans in an alleged securities…


CFPB wants free consumer credit scores *

USA - March 11 2014
In a recent speech, CFPB Director Richard Cordray stated "I recently sent letters and followed up with phone calls to the CEOs of the nation's top…


CFPB wants free consumer credit scores *

USA - March 11 2014
In a recent speech, CFPB Director Richard Cordray stated "I recently sent letters and followed up with phone calls to the CEOs of the nation's top…


SEC private equity enforcement: expenses, distributions, marketing and custody *

USA - February 25 2014
Recent SEC charges against a registered investment adviser to a private fund and one of its co-founders illustrate recurring themes in SEC…


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