Nasdaq proposal would require internal audit function *

USA - April 16 2013
The Nasdaq Stock Market proposed a rule in March 2013 that would require Nasdaq listed companies to establish and maintain an internal audit function…

Co-authors: Yelena M. Barychev, Michael E. Plunkett, Melissa Palat Murawsky.

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Beware inside traders: SEC has “57 varieties” of ways to get you! *

USA - April 16 2013
In February 2013, the SEC announced that it had obtained an emergency court order to freeze assets in a Zurich, Switzerland-based trading account…

Co-authors: Yelena M. Barychev, Michael E. Plunkett, Melissa Palat Murawsky.

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The green light to social media use for Regulation FD purposes looks more like yellow *

USA - April 16 2013
On April 2, 2013, the SEC issued a report of investigation related to Netflix and social media issues. The report (i) brings closure to the Division…

Co-authors: Yelena M. Barychev, Michael E. Plunkett, Melissa Palat Murawsky.

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Land of honest Abe not so honest? *

USA - April 16 2013
In March 2013, the SEC announced that it had charged the State of Illinois with securities fraud for misleading municipal bond investors about the…

Co-authors: Yelena M. Barychev, Michael E. Plunkett, Melissa Palat Murawsky.

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No cigar: court rejects motion to dismiss cuban insider trading case *

USA - April 16 2013
The SEC's five year old insider trading case against Dallas Mavericks owner, Mark Cuban, will continue. In March 2013, a Federal District Court judge…

Co-authors: Yelena M. Barychev, Michael E. Plunkett, Melissa Palat Murawsky.

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