Buyer beware: the reporting implications of buying (and selling) a significant amount of public securities *

USA - February 14 2013
Sections 13 and 16 of the Securities Exchange Act of 1934, as amended (the Exchange Act), require certain holders of public company securities to…

What’s in a name? The disclosure implications of being an "Officer," "Executive Officer" or "Named Executive Officer" under SEC rules *

USA - May 29 2012
The rules and regulations of the Securities and Exchange Commission (SEC) require specific disclosures for officers of a company who are “Executive Officers.”