IIROC proposed rules changes *

Canada - July 23 2012
IIROC is in the process of a staged consolidation of its enforcement, procedural, examination, and approval rules.

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Supreme Court of Canada jurisdiction decisions *

Canada - May 9 2012
On April 18, 2012 the Supreme Court of Canada released a series of decisions considering the circumstances under which Canadian courts can assume jurisdiction over foreign and out-of-province defendants.

Co-authors: Ira Nishisato .

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Supreme Court of Canada releases long-awaited jurisdiction decisions of importance to foreign businesses and parties with ties to Canada *

Canada - April 19 2012
The Supreme Court of Canada has released a series of decisions considering the circumstances under which Canadian courts can assume jurisdiction over foreign and out-of-province defendants.

Co-authors: Ira Nishisato .

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Opportunities abound in Canadian capital markets: a case for Korean businesses *

Canada, South Korea - June 3 2011
The Canadian capital markets offer substantial opportunities for Korean companies interested in tapping into foreign capital markets.

Co-authors: Manoj Pundit, Jay C.H. Shin, Krstina Skocic .

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Underwriter due diligence *

Canada - February 22 2011
An Underwriter (the “Underwriter”) has agreed to pay $3.3 million in a settlement with the Ontario Securities Commission in connection with the initial public offering of subprime mortgage company FMF Capital Group Inc.

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