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Results 1 to 5 of 6



The OSC’s revised Credit for Cooperation Program

Canada - April 24 2014 The OSC's Revised Credit for Cooperation Program, as set out in OSC Staff Notice 15-702, introduces new enforcement tools that have traditionally…

Co-authors: Tyler Hodgson.


Brokers’ report II

Canada - May 10 2012 On April 4, 2012 the Ontario Superior Court of Justice - Divisional Court dismissed an application for judicial review brought by Deutsche Bank Securities Limited (“DBSL”) of a decision of the Ontario Securities Commission (“OSC”) dismissing DBSL’s application for a hearing and review of a decision of a Hearing Panel of the Investment Industry Regulatory Organization of Canada (“IIROC”).


ABCP revisited

Canada - October 6 2011 On September 28, 2011, the Ontario Securities Commission released its long awaited decision In the Matter of Coventree Inc., Geoffrey Cornish and Dean Tai.

Co-authors: A. Nicole Westlake .


ABCP revisited

Canada - October 3 2011 On September 28, 2011, the Ontario Securities Commission (the “Commission”) released its long awaited decision In the Matter of Coventree Inc., Geoffrey Cornish and Dean Tai.

Co-authors: A. Nicole Westlake .


Proposed Canadian Securities Act – a summary of the criminal and regulatory offence provisions and new investigative powers

Canada - May 31 2010 On May 26, 2010, the government of Canada published a proposed Canadian Securities Act (the "Proposed Act").

Co-authors: Tyler Hodgson.

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