Brokers’ report II *

Canada - May 10 2012
On April 4, 2012 the Ontario Superior Court of Justice - Divisional Court dismissed an application for judicial review brought by Deutsche Bank Securities Limited (“DBSL”) of a decision of the Ontario Securities Commission (“OSC”) dismissing DBSL’s application for a hearing and review of a decision of a Hearing Panel of the Investment Industry Regulatory Organization of Canada (“IIROC”).

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ABCP revisited *

Canada - October 6 2011
On September 28, 2011, the Ontario Securities Commission released its long awaited decision In the Matter of Coventree Inc., Geoffrey Cornish and Dean Tai.

Co-authors: A. Nicole Westlake .

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ABCP revisited *

Canada - October 3 2011
On September 28, 2011, the Ontario Securities Commission (the “Commission”) released its long awaited decision In the Matter of Coventree Inc., Geoffrey Cornish and Dean Tai.

Co-authors: A. Nicole Westlake .

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Proposed Canadian Securities Act – a summary of the criminal and regulatory offence provisions and new investigative powers *

Canada - May 31 2010
On May 26, 2010, the government of Canada published a proposed Canadian Securities Act (the "Proposed Act").

Co-authors: Tyler Hodgson.

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Proposed Canadian Securities Act - the enforcement provisions *

Canada - May 28 2010
On May 26, 2010, the Government of Canada published a proposed Canadian Securities Act (the "Proposed Act").

Co-authors: Margot Finley.

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