Brokers' report *

Canada - April 10 2013
On February 28, 2013, Justice Stewart of the Ontario Superior Court of Justice issued reasons for her decision granting the Investment Industry…

Co-authors: Tyler Hodgson, Nicolas Businger, Kristen Reiss.

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Brokers’ report - November 2012 *

Canada - November 15 2012
On May 31, 2012, the Ontario Securities Commission issued its reasons for decision dismissing a stay motion by Mitchell Finkelstein and a prematurity cross-motion by Staff following the hearing held on November 10 and 11, 2011.

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Brokers’ report *

Canada - May 10 2012
On January 17, 2012, IIROC released a decision in respect of an application brought by Penson Financial Services Canada Inc.

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ABCP revisited *

Canada - October 6 2011
On September 28, 2011, the Ontario Securities Commission released its long awaited decision In the Matter of Coventree Inc., Geoffrey Cornish and Dean Tai.

Co-authors: Caitlin Sainsbury.

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ABCP revisited *

Canada - October 3 2011
On September 28, 2011, the Ontario Securities Commission (the “Commission”) released its long awaited decision In the Matter of Coventree Inc., Geoffrey Cornish and Dean Tai.

Co-authors: Caitlin Sainsbury.

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