BSA compliance fails, go to jail: a new challenge for directors and officers of financial institutions *

USA - March 28 2013
For many years the government has encouraged directors and officers of corporations to ensure that they have robust compliance programs to detect and…

Co-authors: John F. Libby.

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Confidential investigations of bank activities *

USA - January 9 2013
Scenario: In the course of a safety and soundness examination, the bank examiners identify certain unusual transactions and bring the issue to the…

Co-authors: Mick Grasmick, John F. Libby.

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Officer liability for bank losses: the jury speaks *

USA - December 11 2012
In the mid-'80s Ivan Boesky was the harbinger of today's hedge fund operators.

Co-authors: John F. Libby.

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Banks at risk: foreign corrupt practices act allows seizure of customer bank accounts *

USA - July 12 2012
Banks are vulnerable to seizures of customer assets by the U.S. Government.

Co-authors: Jeremy R. Lacks, Jacqueline C. Wolff.

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Being a bank director is a risky business *

USA - May 17 2012
At the end of March of this year, the federal banking agencies issued a new proposed guidance on leveraged finance. 

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