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Susan B. Zaunbrecher Dinsmore & Shohl LLP

Results 1 to 5 of 9



Deadline looming to amend your tax allocation agreement *

USA - October 17 2014
The October 31st deadline to review and revise your tax allocation agreement is rapidly approaching. Banks and their holding companies need to ensure…

Co-authors: Christian Gonzalez , Michael G. Dailey.


Preparing for the 2014 proxy season *

USA - December 27 2013
With the proxy and annual reporting season just around the corner, public companies need to be alert to this year's regulatory developments…

Co-authors: J. Eric Quinn.


Rule change will allow businesses to advertise private offerings *

USA - July 16 2013
In early July, the SEC commissioners voted to eliminate a long-standing rule that prohibited general solicitation of investors and thereby will allow…

Co-authors: Charles F. Hertlein Jr..


A proxy season update *

USA - December 27 2012
As the landscape surrounding proxy materials and annual report disclosures continues to shift, it is important for public companies to anticipate such…

Co-authors: Ryan M. Reardon.


Community banks and compliance with FINRA Rule 6490 *

USA - January 5 2012
Several privately-held community banks have gotten a nasty surprise this year when they have received a letter from the Financial Industry Regulatory Authority (“FINRA”) imposing fees of $5,000 or more for late filings pursuant to FINRA Rule 6490.

Co-authors: Christian Gonzalez .


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