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USA - December 27 2012
As the landscape surrounding proxy materials and annual report disclosures continues to shift, it is important for public companies to anticipate such…
USA - January 5 2012
Several privately-held community banks have gotten a nasty surprise this year when they have received a letter from the Financial Industry Regulatory Authority (“FINRA”) imposing fees of $5,000 or more for late filings pursuant to FINRA Rule 6490.
USA - August 30 2010
The passage of the Dodd-Frank Wall Street Reform and Consumer Protection Act (the "Act") represents the most ambitious reform of the laws governing the financial industry and corporate America since the Great Depression.
USA - August 9 2010
Title X of the Dodd-Frank Wall Street Reform and Consumer Protection Act (the "Act") creates a new, independent bureau housed within the Federal Reserve System, the Consumer Financial Protection Bureau (the "Bureau").
USA - July 29 2010
The Dodd-Frank Wall Street Reform and Consumer Protection Act (the "Act") is the most sweeping act of regulatory reform of the financial sector since the Great Depression.
