Government proposes amendments to ease retail corporate bond fundraising regime *

Australia - May 24 2013
The Federal Government has recently proposed amendments to the Corporations Act to improve the attractiveness of issuing corporate bonds to retail…

Co-authors: Jarrod Wilksch.

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Government proposes amendments to ease retail corporate bond fundraising regime *

Australia - February 26 2013
The Federal Government has released draft legislation to amend the Corporations Act to improve the attractiveness of issuing corporate bonds to…

Co-authors: Jarrod Wilksch.

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ASX updates guidance on continuous disclosure obligations *

Australia - November 14 2012
ASX has recently released for public discussion a substantially revised version of ASX Listing Rule Guidance Note 8 on continuous disclosure for listed entities as well as proposed changes to certain Listing Rules regarding continuous disclosure obligations.

Co-authors: Jarrod Wilksch.

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ASIC releases updated policy guidance on administrative action against financial services providers *

Australia - September 7 2012
ASIC has updated Regulatory Guide 98: Licensing: Administrative action against financial services providers to reflect changes to its policy on when and how ASIC may take administrative action against financial services licensees.

Co-authors: Jarrod Wilksch.

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ASX amends listing rules to help mid to small caps raise capital *

Australia - August 7 2012
On 25 July 2012, the Australian Securities Exchange finalised new Listing Rules aimed at making it easier for mid to small caps (described in the new rules as “eligible entities”) to raise capital as well as to update the initial admission requirements.

Co-authors: Jarrod Wilksch.

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