Kylie Cooper Lowenstein Sandler PC
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FINRA: implementing a same-day clearance option for shelf filings *
USA - February 22 2010
In an effort to address the timing issues related to FINRA's review of public offerings of securities registered on a "shelf" registration statement, on Monday, March 1, 2010, FINRA will implement a "Same Day Clearance Option" for base prospectuses, shelf takedowns, and concurrent shelf filings under FINRA Rule 5110.
Co-authors: John D. Hogoboom, Steven M. Skolnick.
Co-authors of Kylie Cooper
Other Lowenstein Sandler PC authors
- Andrea L. Schreiber,
- Anthony O. Pergola,
- Cole Beaubouef,
- David L. Goret,
- Douglas N. Cohen,
- Edward J. Hunter,
- Elizabeth A. Rooney ,
- Gal J. Davidovitch ,
- George Danenhauer ,
- Laura M. E. Michalak ,
- Laura R. Kuntz ,
- Lloyd Jeglikowski,
- Marie T. DeFalco,
- Marita A. makinen,
- Matthew A. Magidson,
- Michael T. G. Long,
- Richard J. Horne,
- Scott H. Moss,
- Sherri Venokur,
- Steven Siesser
