We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.
In cooperation with Association of Corporate Counsel
  Request new password

Kylie Cooper Lowenstein Sandler LLP

Results 1 to 1 of 1

FINRA: implementing a same-day clearance option for shelf filings *

USA - February 22 2010
In an effort to address the timing issues related to FINRA's review of public offerings of securities registered on a "shelf" registration statement, on Monday, March 1, 2010, FINRA will implement a "Same Day Clearance Option" for base prospectuses, shelf takedowns, and concurrent shelf filings under FINRA Rule 5110.

Co-authors: John D. Hogoboom, Steven M. Skolnick.