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FINRA: implementing a same-day clearance option for shelf filings

USA - February 22 2010 In an effort to address the timing issues related to FINRA's review of public offerings of securities registered on a "shelf" registration statement, on Monday, March 1, 2010, FINRA will implement a "Same Day Clearance Option" for base prospectuses, shelf takedowns, and concurrent shelf filings under FINRA Rule 5110.

Co-authors: John D. Hogoboom, Steven M. Skolnick.