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Japan - March 21 2013
On March 7, 2013, the Financial Services Agency of Japan (the "Japan FSA") announced that it is considering amending certain aspects of the existing…
Japan - March 14 2013
In response to recent high profile insider trading incidents conducted by tippees who received inside information from corporate insiders, especially…
Japan - March 5 2013
This Client Alert is a summary of important observations contained in the response of the Financial Services Agency of Japan ("FSA") to public…
Japan - November 19 2012
This Client Alert contains a summary of the recent released proposed amendments to the various financial regulations of Japan in response to the AIJ scandal and is intended as a follow up to our Client Alert issued on September 11, 2012 regarding the actions proposed by the Financial Services Agency of Japan (“FSA”) to prevent the recurrence of the AIJ Scandal.
Japan - November 2 2012
On October 16, 2012, the Financial Services Agency of Japan announced administrative sanctions against an investment manager (a two month business suspension order and a business improvement order) and a trust bank (a three months business suspension order and a business improvement order).
