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CSA publishes revised draft segregation and porting rules for customer collateral in cleared derivatives

Canada - February 1 2016 As part of a series of developments in the area of derivatives regulation, the Canadian Securities Administrators (CSA) proposed a rule, on January…

Co-authors: William A. Scott.


Final rule for derivatives trade reporting proposed in remaining Canadian jurisdictions

Canada - February 1 2016 Securities regulators in all the remaining provinces and territories of Canada have now published final rules in the form of Multilateral Instrument…

Co-authors: William A. Scott.


Clearing agencies subject to new CSA requirements as of February 2016

Canada - December 7 2015 The Canadian Securities Administrators (CSA) published National Instrument 24-102 Clearing Agency Requirements (NI 24-102) and its Companion Policy…

Co-authors: Junaid K. Subhan, Alix d'Anglejan-Chatillon.


Amendments to Ontario Securities Act proposed regarding Crown immunity from derivatives regulation

Canada - November 19 2015 Proposed amendments to section 142(3) of the Securities Act Ontario provide that the rule-making power of the Ontario Securities Commission with…


Trade reporting rule amendments proposed in Manitoba, Ontario and Quebec

Canada - November 9 2015 The Manitoba Securities Commission (MSC), the Ontario Securities Commission (OSC) and the Quebec Autorité des marches financiers (AMF) published…

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