We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.
Results 1 to 5 of 8
Most popular |Most recent


SEC Adopts EGC Inflation Adjustments and Other Technical Amendments Under the JOBS Act

USA - April 6 2017 On March 31, 2017, the Securities and Exchange Commission (SEC) adopted several new rules to effectuate inflation adjustments mandated under the...

Rajeev P. Duggal, Thomas J. Ivey, Michelle Gasaway, David J. Goldschmidt, Z. Julie Gao, Gregory A. Fernicola, Stephan Hutter, Adrian J. S. Deitz, Brian V. Breheny.


SEC Adopts T2 Settlement Cycle for Securities Transactions

USA - April 3 2017 On March 22, 2017, the Securities and Exchange Commission (SEC) adopted an amendment to Securities Exchange Act Rule 15c6-1(a) to shorten the...

Rajeev P. Duggal, Thomas J. Ivey, Michelle Gasaway, David J. Goldschmidt, Z. Julie Gao, Gregory A. Fernicola, Stephan Hutter, Adrian J. S. Deitz, Brian V. Breheny.


Second Circuit Upholds District Court's Facebook Lock-Up Ruling: Underwriters Not Subject to Group Ownership, Short-Swing Profit Rules

USA - November 3 2016 On November 3, 2016, in Lowinger v. Morgan Stanley & Co. LLC, the U.S. Court of Appeals for the 2nd Circuit upheld a district court finding that...

Phyllis G. Korff, David J. Goldschmidt, Gregory A. Fernicola, Laura A. Kaufmann Belkhayat, Andrea L. Nicolas.


The Use of Non-GAAP Financial Measures A Disclosure Guide

USA - July 7 2016 Companies commonly supplement their reported earnings under U.S. generally accepted Accounting principles (GAAP) with non-GAAP financial measures...

Phyllis G. Korff, David J. Goldschmidt, Gregory A. Fernicola, Laura A. Kaufmann Belkhayat, Andrea L. Nicolas.


SEC Rulemaking Update: A Year of Changes, With More to Come

USA - January 18 2016 Last year, the Securities and Exchange Commission (SEC) made major progress in completing its rulemaking mandates under the Jumpstart Our Business...

Kathleen A. Negri, Ted Yu, Michael Ju, Brian V. Breheny.