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Financial CHOICE Act Aims to Open Capital Markets and Reduce Regulatory Burdens

USA - June 12 2017 On June 8, 2017, the House of Representatives passed, by a 233-186 party-line vote (with all Democrats and one Republican voting against), the...

Rajeev P. Duggal, Thomas J. Ivey, David J. Goldschmidt, Stacy J. Kanter, Z. Julie Gao, Gregory A. Fernicola, Stephan Hutter, Adrian J. S. Deitz, Brian V. Breheny, Laura A. Kaufmann Belkhayat.


SEC Adopts EGC Inflation Adjustments and Other Technical Amendments Under the JOBS Act

USA - April 6 2017 On March 31, 2017, the Securities and Exchange Commission (SEC) adopted several new rules to effectuate inflation adjustments mandated under the...

Rajeev P. Duggal, Thomas J. Ivey, David J. Goldschmidt, Stacy J. Kanter, Z. Julie Gao, Gregory A. Fernicola, Stephan Hutter, Adrian J. S. Deitz, Brian V. Breheny.


SEC Adopts T2 Settlement Cycle for Securities Transactions

USA - April 3 2017 On March 22, 2017, the Securities and Exchange Commission (SEC) adopted an amendment to Securities Exchange Act Rule 15c6-1(a) to shorten the...

Rajeev P. Duggal, Thomas J. Ivey, David J. Goldschmidt, Stacy J. Kanter, Z. Julie Gao, Gregory A. Fernicola, Stephan Hutter, Adrian J. S. Deitz, Brian V. Breheny.


Volatility and Uncertainty Continues in the US Capital Markets

USA - January 28 2017 The U.S. capital markets experienced continued volatility throughout much of 2016, as the bond and equity markets were affected by a series of...

Benjamin K. Marsh.


Corporate Finance Alert: Second Circuit Upholds District Court’s Facebook Lock-Up Ruling: Underwriters Not Subject to Group Ownership, Short-Swing Profit Rules

USA - November 3 2016 On November 3, 2016, in Lowinger v. Morgan Stanley & Co. LLC, the U.S. Court of Appeals for the 2nd Circuit upheld a district court finding that...

Rajeev P. Duggal, Z. Julie Gao, Gregory A. Fernicola, Adrian J. S. Deitz, Brian V. Breheny.