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SEC Adopts Rules Requiring Hyperlinks to Exhibits

USA - March 17 2017 On March 1, 2017, the U.S. Securities and Exchange Commission (SEC) adopted final rules requiring issuers to include hyperlinks to exhibits listed in...

Hagen J. Ganem, Emily Prezioso Walsh, Andrew T. Bond, Andrew J. Brady, Justin A. Kisner, Brian V. Breheny.


Annual Meeting Proxy Statement Reminders

USA - March 14 2017 As companies finalize their proxy materials for annual shareholder meetings, they should consider the following U.S. Securities and Exchange...

Caroline S. Kim, Hagen J. Ganem, Emily Prezioso Walsh, Andrew J. Brady, Justin A. Kisner, Brian V. Breheny.


Nuisance Plaintiffs Pursue Novel Theories to Exact Section 16 Settlements

USA - February 24 2017 The so-called "short-swing profit rule" under Securities Exchange Act Section 16(b) generally prohibits officers and directors as well as 10 percent...

Joseph M. Yaffe, Erica Schohn, Regina Olshan, Neil M. Leff, Brian V. Breheny.


SEC Acting Chairman Directs Reconsideration of Conflict Minerals Rule

USA - February 1 2017 The acting chairman of the U.S. Securities and Exchange Commission (SEC), Michael S. Piwowar, yesterday released two public statements (available...

Caroline S. Kim, Hagen J. Ganem, Emily Prezioso Walsh, Andrew J. Brady, Justin A. Kisner, Brian V. Breheny.


Matters to Consider for the 2017 Annual Meeting and Reporting Season

USA - December 7 2016 Each company faces important decisions in preparing for its 2017 Annual Meeting and reporting season. Once again, we have prepared a...

Richard J. Grossman, Joseph M. Yaffe, Erica Schohn, Regina Olshan, Neil M. Leff, Michael R. Bergmann, Andrew J. Brady, Marc S. Gerber, Brian V. Breheny.