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No Further Delay on Implementation Date of DOL Conflict of Interest Rules

USA - May 26 2017 In a May 23, 2017, op-ed in The Wall Street Journal, Secretary of Labor Alexander Acosta indicated that the conflict of interest regulation (commonly...

Michael D. Dorum.


DOL Finalizes Delay of Conflict of Interest Rule

USA - April 7 2017 On April 4, 2017, the Department of Labor (DOL) released its final rule providing a 60-day delay of the April 10, 2017, applicability date of its...

Michael D. Dorum.


DOL Proposes Delay of Fiduciary Rule Applicability Date

USA - March 1 2017 The Department of Labor (DOL) today announced a proposed 60-day delay of the April 10, 2017, applicability date of its conflicts of interest...

Michael D. Dorum.


Trump Directs Department of Labor to Review Fiduciary Rule

USA - February 6 2017 By a memorandum to the acting Secretary of Labor signed on Friday, February 3, 2017, President Trump formally directed the Department of Labor...

Michael D. Dorum.


Change in Administration Presents Opportunity to Revisit DOL Fiduciary Rule

USA - January 28 2017 In 2016, regulatory developments introduced fundamental changes in the legal standards that govern the relationship of broker-dealers with their...

Christopher M. Gandia, Michael D. Dorum.