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Supreme Court Applies Statute of Limitations to SEC Disgorgement Orders

USA - June 7 2017 In a unanimous decision issued on June 5, 2017, the U.S. Supreme Court, in Kokesh v. SEC, 581 U.S. ___, held that disgorgement in securities...

Joshua A. Ellis, David Meister, Colleen P. Mahoney, Andrew M. Lawrence, Charles F. Walker, Erich T. Schwartz.


Aggressive SEC enforcement approach creates new challenges for resolving investigations

USA - January 21 2015 The U.S. Securities and Exchange Commission (SEC) pursued aggressive enforcement of the securities laws in the past year. Several trends related to...

Andrew M. Lawrence, Erich T. Schwartz.